Author: brokerscentral, 2013-06-03
Brokers’ reputations can hang on saved e-mail
Brokers’ reputations can hang on saved e-mail When brokerages don’t save e-mails in which they are explaining the risks of investments to clients, they can wind up in trouble when they’re unable to prove they offered sound advice, say experts. “E-mail has become a hot-button topic for regulators, and now…
